Form 4 for GWH ESS Tech, Inc.
Accepted 2023-02-23 00:00:00 ET · period of report 2023-02-21 · accession 0001628280-23-004820 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-02-23 | 2023-02-21 | GWH | Evans Craig E | Pres, Dir | S - Sale | $0.00 | -4,915 | 2.39M | -0.2% | $0 |
| 2023-02-23 | 2023-02-21 | GWH | Evans Craig E | Pres, Dir | S - Sale | $2.04 | -5,536 | 5.56M | -0.1% | -$11.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-21 | S | D | 4,915 | $0.00 | 2,392,174 | I | — | — | (F1) The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSU's. (F2) A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. |
| 2 | Common | Common Stock | 2023-02-21 | S | D | 5,536 | $2.04 | 5,561,524 | D See Footnote. | — | — | (F1) The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSU's. (F2) A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. (F3) The shares are held directly by Julia Song. The reporting persons are husband and wife. |