Form 4 for SXC SunCoke Energy, Inc.
Accepted 2023-02-28 00:00:00 ET · period of report 2023-02-24 · accession 0001628280-23-005622 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-28 | 2023-02-24 | SXC | Gates Katherine T | Pres, Dir | M - OptEx | — | +23.9K | 132.2K | +22% | — |
| DM | 2023-02-28 | 2023-02-24 | SXC | Gates Katherine T | Pres, Dir | F - Tax | $9.11 | -11.3K | 121.6K | -9% | -$103.0K |
| DM | 2023-02-28 | 2023-02-24 | SXC | Gates Katherine T | Pres, Dir | M - OptEx | — | -23.9K | 13.4K | -64% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-24 | M | A | 13,357 | — | 127,926 | D | — | — | (F1) Conversion rate is 1 for 1. |
| 2 | Common | Common Stock | 2023-02-24 | M | A | 10,553 | — | 132,161 | D | — | — | (F1) Conversion rate is 1 for 1. |
| 3 | Common | Common Stock | 2023-02-24 | F | D | 4,992 | $9.11 | 127,169 | D | — | — | (F2) Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs. |
| 4 | Common | Common Stock | 2023-02-24 | F | D | 6,318 | $9.11 | 121,608 | D | — | — | (F2) Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs. |
| 5 | Derivative | RSUs (02.24.2022) | 2023-02-24 | M | D | 10,553 | — | 21,274 | D | — · 2023-02-24 to 2025-02-24 | 10,553 Common Stock | (F3) Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal installments on the first, second and third anniversary of the grant date. (F1) Conversion rate is 1 for 1. |
| 6 | Derivative | RSUs (02.25.2021) | 2023-02-24 | M | D | 13,357 | — | 13,357 | D | — · 2022-02-25 to 2024-02-25 | 13,357 Common Stock | (F3) Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal installments on the first, second and third anniversary of the grant date. (F1) Conversion rate is 1 for 1. |