Form 4 for SXC SunCoke Energy, Inc.
Accepted 2023-03-02 00:00:00 ET · period of report 2023-02-28 · accession 0001628280-23-006050 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-02 | 2023-02-28 | SXC | Hardesty Phillip Michael | SVP | M - OptEx | $3.80 | +17.8K | 207.9K | +9% | +$67.6K |
| DM | 2023-03-02 | 2023-02-28 | SXC | Hardesty Phillip Michael | SVP | S - Sale+OE | $9.47 | -17.8K | 199.0K | -8% | -$168.3K |
| DM | 2023-03-02 | 2023-02-28 | SXC | Hardesty Phillip Michael | SVP | M - OptEx | $0.00 | -17.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-28 | M | A | 8,889 | $3.80 | 207,922 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-28 | S | D | 8,889 | $9.47 | 199,033 | D | — | — | (F2) The Common Shares reported herein as being sold were sold at a range of between $9.471 and $9.475 per share. The sale price reported above represents the weighted average sale price for the reported transaction. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. |
| 3 | Common | Common Stock | 2023-02-28 | M | A | 8,889 | $3.80 | 207,922 | D | — | — | |
| 4 | Common | Common Stock | 2023-02-28 | S | D | 8,889 | $9.46 | 199,033 | D | — | — | |
| 5 | Derivative | Performance Options (02.17.2016) | 2023-02-28 | M | D | 8,889 | $0.00 | 0 | D | $3.80 · 2016-10-24 to 2026-02-17 | 8,889 Common Stock | (F4) Total does not include options from other tranches with different exercise prices, vesting dates, and expiration dates. (F3) Broker-assisted cashless exercise of final tranches of performance options granted February 17, 2016 pursuant to SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These options were vested and became exercisable once the closing price of the common stock exceeded two and one-half times the closing price on the grant date. |
| 6 | Derivative | Stock Options (02.17.2016) | 2023-02-28 | M | D | 8,889 | $0.00 | 0 | D | $3.80 · 2017-02-17 to 2026-02-17 | 8,889 Common Stock | (F4) Total does not include options from other tranches with different exercise prices, vesting dates, and expiration dates. (F1) Broker-assisted cashless exercise of final tranche of market options granted February 17, 2016 pursuant to SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These options vested in three annual installments on the first, second and third anniversaries of the grant date. |