Form 4 for APPS Digital Turbine, Inc.
Accepted 2023-03-02 00:00:00 ET · period of report 2022-11-08 · accession 0001628280-23-006108 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-02 | 2022-11-08+ | APPS | STONE WILLIAM GORDON III | CEO, Dir | M - OptEx | $2.54 | +200.0K | 1.72M | +13% | +$508.0K |
| DM | 2023-03-02 | 2022-11-08+ | APPS | STONE WILLIAM GORDON III | CEO, Dir | F - Tax | $11.01 | -107.6K | 1.72M | -6% | -$1.19M |
| D | 2023-03-02 | 2023-03-02 | APPS | STONE WILLIAM GORDON III | CEO, Dir | S - Sale+OE | $10.75 | -36.0K | 1.68M | -2% | -$387.3K |
| DM | 2023-03-02 | 2022-11-08+ | APPS | STONE WILLIAM GORDON III | CEO, Dir | M - OptEx | $0.00 | -200.0K | 70.0K | -74% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-08 | M | A | 60,000 | $2.54 | 1,686,422 | D | — | — | |
| 2 | Common | Common Stock | 2022-11-08 | F | D | 31,626 | $11.53 | 1,654,796 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-28 | F | D | 468 | $10.74 | 1,654,328 | D | — | — | |
| 4 | Common | Common Stock | 2023-03-01 | F | D | 455 | $10.86 | 1,653,873 | D | — | — | |
| 5 | Common | Common Stock | 2023-03-02 | S | D | 36,025 | $10.75 | 1,682,789 | D | — | — | |
| 6 | Common | Common Stock | 2023-02-28 | F | D | 37,585 | $10.74 | 1,686,288 | D | — | — | |
| 7 | Common | Common Stock | 2023-03-01 | M | A | 70,000 | $2.54 | 1,756,288 | D | — | — | |
| 8 | Common | Common Stock | 2023-03-01 | F | D | 37,474 | $10.86 | 1,718,814 | D | — | — | |
| 9 | Common | Common Stock | 2023-02-28 | M | A | 70,000 | $2.54 | 1,723,873 | D | — | — | |
| 10 | Derivative | Employee Stock Options (right to buy) | 2022-11-08 | M | D | 60,000 | $0.00 | 140,000 | D | $2.54 · 2014-11-18 to 2023-11-25 | 60,000 Common Stock | (F1) Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. (F2) Options vest over three years. One-third of the Options vest on the first anniversary of the grant date (i.e., the date indicated), and the balance vests proportionately each month during the remaining two years. |
| 11 | Derivative | Employee Stock Options (right to buy) | 2023-03-01 | M | D | 70,000 | $0.00 | 0 | D | $2.54 · 2014-11-18 to 2023-11-25 | 70,000 Common Stock | (F1) Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. (F2) Options vest over three years. One-third of the Options vest on the first anniversary of the grant date (i.e., the date indicated), and the balance vests proportionately each month during the remaining two years. |
| 12 | Derivative | Employee Stock Options (right to buy) | 2023-02-28 | M | D | 70,000 | $0.00 | 70,000 | D | $2.54 · 2014-11-18 to 2023-11-25 | 70,000 Common Stock | (F1) Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. (F2) Options vest over three years. One-third of the Options vest on the first anniversary of the grant date (i.e., the date indicated), and the balance vests proportionately each month during the remaining two years. |