Form 4 for GCMG GCM Grosvenor Inc.
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0001628280-23-006297 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-03 | 2023-03-01 | GCMG | Levin Jonathan Reisin | Pres, Dir | M - OptEx | — | +165.8K | 405.7K | +69% | — |
| DM | 2023-03-03 | 2023-03-01 | GCMG | Levin Jonathan Reisin | Pres, Dir | M - OptEx | $0.00 | -165.8K | 9,167 | -95% | $0 |
| DM | 2023-03-03 | 2023-03-01 | GCMG | Levin Jonathan Reisin | Pres, Dir | A - Grant | $0.00 | +206.2K | 131.2K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-03-01 | M | A | 9,166.67 | — | 414,868.34 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. |
| 2 | Common | Class A Common Stock | 2023-03-01 | M | A | 156,666.66 | — | 405,701.67 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. |
| 3 | Derivative | Restricted Stock Units | 2023-03-01 | M | D | 156,666.66 | $0.00 | 0 | D | — · — to — | 156,666.66 Class A Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. (F2) Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan on March 1, 2021. 156,666.67 RSUs vested on each of March 1, 2021 and March 1, 2022, and 156,666.66 RSUs vested on March 1, 2023. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest. |
| 4 | Derivative | Restricted Stock Units | 2023-03-01 | A | A | 75,000 | $0.00 | 75,000 | D | — · — to — | 75,000 Class A Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. (F5) Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan on March 1, 2023. The RSUs will vest in three equal installments on May 31, 2024, May 31, 2025 and May 31, 2026, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement. |
| 5 | Derivative | Restricted Stock Units | 2023-03-01 | A | A | 131,250 | $0.00 | 131,250 | D | — · — to — | 131,250 Class A Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. (F4) Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan on March 1, 2023. The RSUs will vest in full on August 15, 2023, subject to the Reporting Person's continued service through the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion. |
| 6 | Derivative | Restricted Stock Units | 2023-03-01 | M | D | 9,166.67 | $0.00 | 9,166.66 | D | — · — to — | 9,166.67 Class A Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. (F3) Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan on March 1, 2022. 9,166.67 RSUs vested on each of March 1, 2022 and March 1, 2023, and 9,166.66 RSUs will vest March 1, 2024. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest. |