Form 4 for EVLV Evolv Technologies Holdings, Inc.
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0001628280-23-006333 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-03 | 2023-03-01 | EVLV | George Peter Gustav | Pres, CEO, Dir | M - OptEx | $0.00 | +143.3K | 778.6K | +23% | $0 |
| D | 2023-03-03 | 2023-03-02 | EVLV | George Peter Gustav | Pres, CEO, Dir | S - Sale+OE | $2.92 | -43.9K | 734.6K | -6% | -$128.3K |
| D | 2023-03-03 | 2023-03-01 | EVLV | George Peter Gustav | Pres, CEO, Dir | M - OptEx | $0.00 | -143.3K | 286.5K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-03-01 | M | A | 143,252 | $0.00 | 778,565 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-03-02 | S | D | 43,942 | $2.92 | 734,623 | D | — | — | (F1) The sale reported in the Form 4 was effected solely with the intent to cover withholding taxes in connection with the vesting of RSUs. |
| 3 | Derivative | Restricted Stock Units | 2023-03-01 | M | D | 143,252 | $0.00 | 286,547 | D | — · — to — | 143,252 Class A Common Stock | (F2) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. (F3) The RSUs vest in three equal annual installments commencing on March 1, 2023. |