Form 4 for NOC Northrop Grumman
Accepted 2023-03-07 00:00:00 ET · period of report 2023-03-03 · accession 0001628280-23-006702 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-03-07 | 2023-03-03 | NOC | Caylor Mark A | Pres, CVP, Mission Systems | S - Sale | $467.58 | -2,810 | 18.8K | -13% | -$1.31M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-03 | S | D | 460 | $468.27 | 16,657.66 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. (F5) Represents the weighted average sale price of $468.27 rounded to the nearest hundredth. The highest price at which the shares were sold was $468.54 and the lowest price at which the shares were sold was $468.10. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. |
| 2 | Common | Common Stock | 2023-03-03 | S | D | 418 | $469.42 | 16,239.66 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. (F6) Represents the weighted average sale price of $469.42 rounded to the nearest hundredth. The highest price at which the shares were sold was $469.77 and the lowest price at which the shares were sold was $469.06. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. |
| 3 | Common | Common Stock | 2023-03-03 | S | D | 1,092 | $467.61 | 17,117.66 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. (F4) Represents the weighted average sale price of $467.61 rounded to the nearest hundredth. The highest price at which the shares were sold was $467.99 and the lowest price at which the shares were sold was $467.21. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. |
| 4 | Common | Common Stock | 2023-03-03 | S | D | 560 | $466.64 | 18,209.66 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. (F3) Represents the weighted average sale price of $466.64 rounded to the nearest hundredth. The highest price at which the shares were sold was $466.90 and the lowest price at which the shares were sold was $466.23. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. |
| 5 | Common | Common Stock | 2023-03-03 | S | D | 280 | $465.50 | 18,769.66 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. (F2) Represents the weighted average sale price of $465.50 rounded to the nearest hundredth. The highest price at which the shares were sold was $465.61 and the lowest price at which the shares were sold was $465.41. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. |