Form 4 for NLY ANNALY CAPITAL MANAGEMENT INC
Accepted 2023-03-09 00:00:00 ET · period of report 2023-03-08 · accession 0001628280-23-007335 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-09 | 2023-03-08 | NLY | Finkelstein David L | CEO, CIO, Dir | F - Tax | $20.37 | -103.4K | 605.8K | -15% | -$2.11M | |
| 2023-03-09 | 2023-03-08 | NLY | Finkelstein David L | CEO, CIO, Dir | A - Grant | $0.00 | +186.9K | 709.2K | +36% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-08 | F | D | 103,374 | $20.37 | 605,809 | D | — | — | (F2) Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting of a Performance Stock Unit award previously granted on June 30, 2020. |
| 2 | Common | Common Stock | 2023-03-08 | A | A | 186,934 | $0.00 | 709,183 | D | — | — | (F1) Represents the number of shares of common stock issued upon the vesting of a Performance Stock Unit award, inclusive of dividend equivalent rights. |