Form 4 for SMSI SMITH MICRO SOFTWARE, INC.
Accepted 2023-03-09 00:00:00 ET · period of report 2023-03-07 · accession 0001628280-23-007384 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-09 | 2023-03-09 | SMSI | Kempton James M | VP, CFO, Treas | D - Sale to Iss | $0.00 | -5,761 | 209.6K | -3% | $0 | |
| 2023-03-09 | 2023-03-07 | SMSI | Kempton James M | VP, CFO, Treas | A - Grant | $0.00 | +100.0K | 215.4K | +87% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-09 | D | D | 5,761 | $0.00 | 209,593 | D | — | — | (F2) Shares of restricted stock forfeited in accordance with the terms of grant |
| 2 | Common | Common Stock | 2023-03-07 | A | A | 100,000 | $0.00 | 215,354 | D | — | — | (F1) Restricted stock subject to time-based and performance-based vesting. 50% of shares vest in equal monthly installments over 48 months, subject to continuing employment. 50% of shares vest subject to satisfaction of 2023 financial performance criteria, with 25% of such amount to vest approximately March 2024 and the remainder in equal monthly installments over the next 36 months. |