Form 4 for INDI indie Semiconductor, Inc.
Accepted 2023-03-13 00:00:00 ET · period of report 2023-03-09 · accession 0001628280-23-007760 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-13 | 2023-03-09 | INDI | Bal Kanwardev Raja Singh | SVP CAO | M - OptEx | $0.00 | +1,442 | 1,442 | New | $0 |
| D | 2023-03-13 | 2023-03-10 | INDI | Bal Kanwardev Raja Singh | SVP CAO | F - Tax | $10.43 | -726 | 716 | -50% | -$7,572 |
| D | 2023-03-13 | 2023-03-09 | INDI | Bal Kanwardev Raja Singh | SVP CAO | M - OptEx | $0.00 | -1,442 | 4,327 | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-03-09 | M | A | 1,442 | $0.00 | 1,442 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-03-10 | F | D | 726 | $10.43 | 716 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-03-09 | M | D | 1,442 | $0.00 | 4,327 | D | $0.00 · — to — | 1,442 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. (F3) The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. |