Form 4 for GCMG GCM Grosvenor Inc.
Accepted 2023-04-04 00:00:00 ET · period of report 2023-03-31 · accession 0001628280-23-010756 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-04 | 2023-03-31 | GCMG | Hurse Sandra | Chief HR Off | M - OptEx | — | +69.5K | 171.3K | +68% | — |
| D | 2023-04-04 | 2023-03-31 | GCMG | Hurse Sandra | Chief HR Off | D - Sale to Iss | $7.81 | -69.5K | 101.8K | -41% | -$542.8K |
| D | 2023-04-04 | 2023-03-31 | GCMG | Hurse Sandra | Chief HR Off | M - OptEx | $0.00 | -69.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-03-31 | M | A | 69,500 | — | 171,267.34 | D | — | — | (F2) Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. |
| 2 | Common | Class A Common Stock | 2023-03-31 | D | D | 69,500 | $7.81 | 101,767.34 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-03-31 | M | D | 69,500 | $0.00 | 0 | D | — · — to — | 69,500 Class A Common Stock | (F2) Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. (F1) Represents Restricted Stock Units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on December 15, 2022, and vested in full on March 31, 2023. 28,206 shares of Class A Common Stock were withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of vested RSUs, and 41,294 RSUs were settled in cash at the option of the Issuer in an amount equal to the fair market value of the shares of Class A Common Stock underlying the RSUs on March 31, 2023. The shares withheld for tax withholding obligations and the cash settlement of RSUs do not constitute any open-market sale. |