Form 4 for INDI indie Semiconductor, Inc.
Accepted 2023-04-11 00:00:00 ET · period of report 2023-04-07 · accession 0001628280-23-011316 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-11 | 2023-04-10 | INDI | Bal Kanwardev Raja Singh | SVP CAO | F - Tax | $8.95 | -3,183 | 3,820 | -45% | -$28.5K |
| D | 2023-04-11 | 2023-04-07 | INDI | Bal Kanwardev Raja Singh | SVP CAO | M - OptEx | $0.00 | +6,287 | 7,003 | +878% | $0 |
| D | 2023-04-11 | 2023-04-07 | INDI | Bal Kanwardev Raja Singh | SVP CAO | A - Grant | $0.00 | +6,287 | 6,287 | New | $0 |
| D | 2023-04-11 | 2023-04-07 | INDI | Bal Kanwardev Raja Singh | SVP CAO | M - OptEx | $0.00 | -6,287 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-04-10 | F | D | 3,183 | $8.95 | 3,820 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-04-07 | M | A | 6,287 | $0.00 | 7,003 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-04-07 | A | A | 6,287 | $0.00 | 6,287 | D | — · — to — | 6,287 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. (F3) Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023. |
| 4 | Derivative | Restricted Stock Units | 2023-04-07 | M | D | 6,287 | $0.00 | 0 | D | — · — to — | 6,287 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. (F3) Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023. |