Form 4 for INDI indie Semiconductor, Inc.
Accepted 2023-04-11 00:00:00 ET · period of report 2023-04-07 · accession 0001628280-23-011319 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-04-11 | 2023-04-07 | INDI | McClymont Donald | CEO, Dir | M - OptEx | $0.00 | +4,401 | 35.7K | +14% | $0 |
| DI | 2023-04-11 | 2023-04-10 | INDI | McClymont Donald | CEO, Dir | F - Tax | $8.95 | -1,819 | 33.9K | -5% | -$16.3K |
| D | 2023-04-11 | 2023-04-07 | INDI | McClymont Donald | CEO, Dir | M - OptEx | $0.00 | +26.8K | 31.1K | +624% | $0 |
| D | 2023-04-11 | 2023-04-10 | INDI | McClymont Donald | CEO, Dir | F - Tax | $8.95 | -9,518 | 21.6K | -31% | -$85.2K |
| DI | 2023-04-11 | 2023-04-07 | INDI | McClymont Donald | CEO, Dir | A - Grant | $0.00 | +4,401 | 4,401 | New | $0 |
| D | 2023-04-11 | 2023-04-07 | INDI | McClymont Donald | CEO, Dir | M - OptEx | $0.00 | -26.8K | 0 | -100% | $0 |
| DI | 2023-04-11 | 2023-04-07 | INDI | McClymont Donald | CEO, Dir | M - OptEx | $0.00 | -4,401 | 0 | -100% | $0 |
| D | 2023-04-11 | 2023-04-07 | INDI | McClymont Donald | CEO, Dir | A - Grant | $0.00 | +26.8K | 26.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-04-07 | M | A | 4,401 | $0.00 | 35,725 | I | — | — | |
| 2 | Common | Class A Common Stock | 2023-04-10 | F | D | 1,819 | $8.95 | 33,906 | I | — | — | |
| 3 | Common | Class A Common Stock | 2023-04-07 | M | A | 26,822 | $0.00 | 31,120 | D by spouse | — | — | |
| 4 | Common | Class A Common Stock | 2023-04-10 | F | D | 9,518 | $8.95 | 21,602 | D by spouse | — | — | |
| 5 | Derivative | Restricted Stock Units | 2023-04-07 | A | A | 4,401 | $0.00 | 4,401 | I | — · — to — | 4,401 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. (F3) Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023. |
| 6 | Derivative | Restricted Stock Units | 2023-04-07 | M | D | 26,822 | $0.00 | 0 | D by spouse | — · — to — | 26,822 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. (F3) Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023. |
| 7 | Derivative | Restricted Stock Units | 2023-04-07 | M | D | 4,401 | $0.00 | 0 | I | — · — to — | 4,401 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. (F3) Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023. |
| 8 | Derivative | Restricted Stock Units | 2023-04-07 | A | A | 26,822 | $0.00 | 26,822 | D by spouse | — · — to — | 26,822 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. (F3) Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023. |