Form 4 for NOC Northrop Grumman
Accepted 2023-05-09 00:00:00 ET · period of report 2023-05-05 · accession 0001628280-23-016844 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-09 | 2023-05-05 | NOC | Keffer David F | CFO, CVP | M - OptEx | $0.00 | +3,847 | 10.7K | +57% | $0 |
| D | 2023-05-09 | 2023-05-05 | NOC | Keffer David F | CFO, CVP | F - Tax | $446.81 | -1,736 | 8,916 | -16% | -$775.7K |
| D | 2023-05-09 | 2023-05-05 | NOC | Keffer David F | CFO, CVP | M - OptEx | $0.00 | -3,847 | 8,191 | -32% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-05 | M | A | 3,847 | $0.00 | 10,651.55 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-05 | F | D | 1,736 | $446.81 | 8,915.55 | D | — | — | |
| 3 | Derivative | Restricted Stock Rights | 2023-05-05 | M | D | 3,847 | $0.00 | 8,191 | D | — · — to — | 3,847 Common Stock | (F1) Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. (F2) Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan on 5/5/20 that vested on 5/5/23. |