Form 4 for KPLT Katapult Holdings, Inc.
Accepted 2023-05-17 00:00:00 ET · period of report 2023-05-15 · accession 0001628280-23-018690 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-17 | 2023-05-15 | KPLT | Chopra Chandan | CTO | M - OptEx | $0.00 | +19.7K | 486.2K | +4% | $0 |
| D | 2023-05-17 | 2023-05-15 | KPLT | Chopra Chandan | CTO | F - Tax | $0.72 | -8,847 | 477.3K | -2% | -$6,370 |
| D | 2023-05-17 | 2023-05-15 | KPLT | Chopra Chandan | CTO | M - OptEx | $0.00 | -19.7K | 137.6K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-15 | M | A | 19,654 | $0.00 | 486,151 | D | — | — | (F1) Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. |
| 2 | Common | Common Stock | 2023-05-15 | F | D | 8,847 | $0.72 | 477,304 | D | — | — | (F2) Shares reported were withheld for the payment of taxes associated with the quarterly vesting of 6.25% of awards of RSUs originally granted on September 9, 2021 and March 15, 2022. |
| 3 | Derivative | Restricted Stock Units | 2023-05-15 | M | D | 19,654 | $0.00 | 137,579 | D | — · — to — | 19,654 Common Stock | (F1) Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. (F3) On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. |