Form 4 for SMSI SMITH MICRO SOFTWARE, INC.
Accepted 2023-05-19 00:00:00 ET · period of report 2023-04-24 · accession 0001628280-23-019121 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-05-19 | 2023-05-18 | SMSI | SMITH WILLIAM W JR | Pres, CEO, Dir | F - Tax | $1.23 | -6,116 | 408.4K | -1% | -$7,523 | |
| I | 2023-05-19 | 2023-04-24 | SMSI | SMITH WILLIAM W JR | Pres, CEO, Dir | G - Gift | $0.00 | +27.1K | 4.92M | +0.6% | $0 |
| 2023-05-19 | 2023-04-24 | SMSI | SMITH WILLIAM W JR | Pres, CEO, Dir | G - Gift | $0.00 | -27.1K | 414.6K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-18 | F | D | 6,116 | $1.23 | 408,446 | D | — | — | (F2) Shares withheld, at an average vesting price of $1.23 per share, for the payment of income taxes. |
| 2 | Common | Common Stock | 2023-04-24 | G | A | 27,144 | $0.00 | 4,923,960 | I | — | — | (F1) On April 24, 2023, Mr. Smith made a gift of 27,144 shares to the Smith Living Trust |
| 3 | Common | Common Stock | 2023-04-24 | G | D | 27,144 | $0.00 | 414,562 | D Smith Living Trust | — | — | (F1) On April 24, 2023, Mr. Smith made a gift of 27,144 shares to the Smith Living Trust |