Form 4 for PHUN Phunware, Inc.
Accepted 2023-05-22 00:00:00 ET · period of report 2023-05-18 · accession 0001628280-23-019367 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-22 | 2023-05-18 | PHUN | Aune Matt | CFO | M - OptEx | $0.00 | +18.8K | 533.7K | +4% | $0 |
| D | 2023-05-22 | 2023-05-19 | PHUN | Aune Matt | CFO | F - Tax | $0.63 | -15.4K | 518.2K | -3% | -$9,722 |
| D | 2023-05-22 | 2023-05-18 | PHUN | Aune Matt | CFO | M - OptEx | $0.00 | -18.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-18 | M | A | 18,750 | $0.00 | 533,663 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-19 | F | D | 15,432 | $0.63 | 518,231 | D | — | — | (F1) Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. (F2) The shares were sold in multiple transactions with prices ranging from $0.6154 to $0.6289. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. |
| 3 | Derivative | Restricted Stock Units | 2023-05-18 | M | D | 18,750 | $0.00 | 0 | D | — · — to — | 18,750 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. (F4) The restricted stock units (RSUs) represent the amount of RSUs that vested on the date notated in Table I, Box 2 above for a RSU grant previously awarded to the Reporting Person. The RSUs will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. |