Form 4 for LMB Limbach Holdings, Inc.
Accepted 2023-06-02 00:00:00 ET · period of report 2023-06-01 · accession 0001628280-23-020708 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-06-02 | 2023-06-01 | LMB | PRATT GORDON G | Dir | S - Sale+OE | $21.15 | -70.9K | 227.3K | -24% | -$1.50M |
| DI | 2023-06-02 | 2023-06-01 | LMB | PRATT GORDON G | Dir | X - OptEx | $15.00 | +100.0K | 298.3K | +50% | +$1.50M |
| DI | 2023-06-02 | 2023-06-01 | LMB | PRATT GORDON G | Dir | X - OptEx | $0.00 | -100.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-01 | S | D | 70,939 | $21.15 | 227,341 | I See Footnote | — | — | (F1) Represents securities held by Fund Management Group LLC, of which the reporting person is the managing member and controlling equity holder. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| 2 | Common | Common Stock | 2023-06-01 | X | A | 100,000 | $15.00 | 298,280 | I See Footnote | — | — | (F1) Represents securities held by Fund Management Group LLC, of which the reporting person is the managing member and controlling equity holder. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| 3 | Derivative | $15 Exercise Price Sponsor Warrant | 2023-06-01 | X | D | 100,000 | $0.00 | 0 | I See Footnote | $15.00 · 2016-08-19 to 2023-07-20 | 100,000 Common Stock | (F1) Represents securities held by Fund Management Group LLC, of which the reporting person is the managing member and controlling equity holder. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |