Form 4 for INDI indie Semiconductor, Inc.
Accepted 2023-06-06 00:00:00 ET · period of report 2023-06-02 · accession 0001628280-23-021141 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-06 | 2023-06-02 | INDI | McClymont Donald | CEO, Dir | M - OptEx | $0.00 | 0 | 33.6K | New | $0 |
| D | 2023-06-06 | 2023-06-06 | INDI | McClymont Donald | CEO, Dir | G - Gift | $0.00 | -12.0K | 21.6K | -36% | $0 |
| D | 2023-06-06 | 2023-06-02 | INDI | McClymont Donald | CEO, Dir | M - OptEx | $0.00 | -12.0K | 5.94M | -0.2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class V Common Stock | 2023-06-02 | M | D | 12,000 | $0.00 | 5,939,506 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-06-06 | G | D | 12,000 | $0.00 | 21,602 | D | — | — | |
| 3 | Common | Class A Common Stock | 2023-06-02 | M | A | 12,000 | $0.00 | 33,602 | D | — | — | |
| 4 | Derivative | ADK Class A Units | 2023-06-02 | M | D | 12,000 | $0.00 | 5,939,506 | D | $0.00 · 2021-12-10 to — | 12,000 Class A Common Stock | (F2) Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. (F4) N/A |