Form 4 for KPLT Katapult Holdings, Inc.
Accepted 2023-06-08 00:00:00 ET · period of report 2023-06-06 · accession 0001628280-23-021612 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-08 | 2023-06-06 | KPLT | MASTO CHRISTOPHER A | Dir, 10% | A - Grant | $0.00 | +238.1K | 389.9K | +157% | $0 |
| D | 2023-06-08 | 2023-06-06 | KPLT | MASTO CHRISTOPHER A | Dir, 10% | M - OptEx | $0.00 | +23.8K | 151.8K | +19% | $0 |
| D | 2023-06-08 | 2023-06-06 | KPLT | MASTO CHRISTOPHER A | Dir, 10% | M - OptEx | $0.00 | -23.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-06 | A | A | 238,095 | $0.00 | 389,881 | D | — | — | (F2) Annual grant of RSUs for service as a director of the Issuer. The RSUs vest on the earlier of (i) June 6, 2024 and (ii) the date of the Issuer's 2024 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date. |
| 2 | Common | Common Stock | 2023-06-06 | M | A | 23,810 | $0.00 | 151,786 | D | — | — | (F1) Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. |
| 3 | Derivative | Restricted Stock Units | 2023-06-06 | M | D | 23,810 | $0.00 | 0 | D | — · — to — | 23,810 Common Stock | (F1) Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. (F3) On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 23,810 vested on June 6, 2023. |