Form 4 for KPLT Katapult Holdings, Inc.
Accepted 2023-06-08 00:00:00 ET · period of report 2023-06-06 · accession 0001628280-23-021620 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-08 | 2023-06-06 | KPLT | Gayhardt Donald | Dir, 10% | M - OptEx | $0.00 | +23.8K | 151.8K | +19% | $0 |
| D | 2023-06-08 | 2023-06-06 | KPLT | Gayhardt Donald | Dir, 10% | A - Grant | $0.00 | +238.1K | 389.9K | +157% | $0 |
| D | 2023-06-08 | 2023-06-06 | KPLT | Gayhardt Donald | Dir, 10% | M - OptEx | $0.00 | -23.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-06 | M | A | 23,810 | $0.00 | 151,786 | D | — | — | (F1) Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the deferral of settlement of 23,810 vested RSUs pursuant to the Reporting Person's election under the Issuer's Non-Employee Directors Deferred Compensation Plan. |
| 2 | Common | Common Stock | 2023-06-06 | A | A | 238,095 | $0.00 | 389,881 | D | — | — | (F2) Annual grant of deferred restricted stock units ("DSUs") for service as a director of the Issuer. Each DSU vests on the earlier of (i) June 6, 2024 and (ii) the date of the Issuer's 2024 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date, and represents a contingent right to receive one share of the Issuer's common stock. |
| 3 | Derivative | Restricted Stock Units | 2023-06-06 | M | D | 23,810 | $0.00 | 0 | D | — · — to — | 23,810 Common Stock | (F1) Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the deferral of settlement of 23,810 vested RSUs pursuant to the Reporting Person's election under the Issuer's Non-Employee Directors Deferred Compensation Plan. (F3) On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 23,810 vested on June 6, 2023. Settlement of the remaining DSUs is deferred upon vesting pursuant to the Reporting Person's election under the Issuer's Non-Employee Directors Deferred Compensation Plan |