Form 4 for EVLV Evolv Technologies Holdings, Inc.
Accepted 2023-06-15 00:00:00 ET · period of report 2023-06-14 · accession 0001628280-23-022267 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-15 | 2023-06-14+ | EVLV | DeRosa Anthony John | Chief Revenue Off | M - OptEx | $0.42 | +20.0K | 48.8K | +69% | +$8,400 |
| DM | 2023-06-15 | 2023-06-14+ | EVLV | DeRosa Anthony John | Chief Revenue Off | S - Sale+OE | $6.26 | -20.0K | 38.8K | -34% | -$125.2K |
| DM | 2023-06-15 | 2023-06-14+ | EVLV | DeRosa Anthony John | Chief Revenue Off | M - OptEx | $0.00 | -20.0K | 965.5K | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-06-14 | M | A | 10,000 | $0.42 | 48,832 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-06-14 | S | D | 10,000 | $6.35 | 38,832 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.27 to $6.40. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Class A Common Stock | 2023-06-15 | S | D | 10,000 | $6.17 | 38,832 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.02 to $6.29. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Common | Class A Common Stock | 2023-06-15 | M | A | 10,000 | $0.42 | 48,832 | D | — | — | |
| 5 | Derivative | Stock Option (Right to Buy) | 2023-06-14 | M | D | 10,000 | $0.00 | 975,540 | D | $0.42 · — to 2031-01-10 | 10,000 Class A Common Stock | (F4) The option vests and becomes exercisable as to 25% of the shares on October 1, 2021 and in 36 equal monthly installments thereafter. |
| 6 | Derivative | Stock Option (Right to Buy) | 2023-06-15 | M | D | 10,000 | $0.00 | 965,540 | D | $0.42 · — to 2031-01-10 | 10,000 Class A Common Stock | (F4) The option vests and becomes exercisable as to 25% of the shares on October 1, 2021 and in 36 equal monthly installments thereafter. |