Form 4 for DOCU DOCUSIGN, INC.
Accepted 2023-06-16 00:00:00 ET · period of report 2023-06-15 · accession 0001628280-23-022579 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-16 | 2023-06-15 | DOCU | Shute Stephen | Pres, Field Ops | M - OptEx | $0.00 | +175.9K | 175.9K | New | $0 |
| D | 2023-06-16 | 2023-06-15 | DOCU | Shute Stephen | Pres, Field Ops | F - Tax | $0.00 | -75.8K | 100.3K | -43% | $0 |
| DM | 2023-06-16 | 2023-06-15 | DOCU | Shute Stephen | Pres, Field Ops | A - Grant | $0.00 | +175.9K | 293.2K | +150% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-15 | M | A | 175,891 | $0.00 | 175,891 | D | — | — | |
| 2 | Common | Common Stock | 2023-06-15 | F | D | 75,756 | $0.00 | 100,315 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-06-15 | A | A | 78,174 | $0.00 | 0 | D | — · — to — | 78,174 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F4) The RSUs will vest 100% on the one year anniversary of the vesting commencement date of May 10, 2022, subject to the Reporting Person being a service provider through such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F3) The RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 4 | Derivative | Restricted Stock Units | 2023-06-15 | A | A | 97,717 | $0.00 | 293,153 | D | — · — to — | 97,717 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F2) The RSUs will vest 25% over the first year, while the remaining will vest in twelve (12) equal quarterly installments over three years, with a vesting commencement date of May 10, 2022, in each case subject to the Reporting Person being a service provider through each such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F3) The RSUs do not expire; they either vest or are canceled prior to vesting date. |