Form 4 for DOCU DOCUSIGN, INC.
Accepted 2023-06-16 00:00:00 ET · period of report 2023-06-15 · accession 0001628280-23-022580 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-16 | 2023-06-15 | DOCU | Shaughnessy James P | CLO | M - OptEx | $0.00 | +43.9K | 47.5K | +1,216% | $0 |
| D | 2023-06-16 | 2023-06-15 | DOCU | Shaughnessy James P | CLO | F - Tax | $0.00 | -20.4K | 27.2K | -43% | $0 |
| DM | 2023-06-16 | 2023-06-15 | DOCU | Shaughnessy James P | CLO | M - OptEx | $0.00 | -43.9K | 76.1K | -37% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-15 | M | A | 43,914 | $0.00 | 47,524 | D | — | — | |
| 2 | Common | Common Stock | 2023-06-15 | F | D | 20,351 | $0.00 | 27,173 | D | — | — | (F1) Represents shares withheld by the Issuer to satisfy a tax obligation realized by the Reporting Person upon the vesting and settlement of restricted stock units. |
| 3 | Derivative | Restricted Stock Units | 2023-06-15 | M | D | 2,931 | $0.00 | 38,111 | D | — · — to — | 2,931 Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F3) The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of July 10, 2022, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F4) The RSUs do not expire; they either vest or are cancelled prior to vesting date. |
| 4 | Derivative | Restricted Stock Units | 2023-06-15 | M | D | 40,983 | $0.00 | 76,114 | D | — · — to — | 40,983 Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F5) The RSUs will vest 35% on the one year anniversary of the grant date, 35% in equal quarterly installments after year one, 15% in equal quarterly installments after year two, and 15% in equal quarterly installments after year 3, with a vesting commencement date of June 10, 2022, in each case subject to the Reporting Person being a service provider through each such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F4) The RSUs do not expire; they either vest or are cancelled prior to vesting date. |