Form 4 for DOCU DOCUSIGN, INC.
Accepted 2023-06-20 00:00:00 ET · period of report 2023-06-15 · accession 0001628280-23-022792 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-20 | 2023-06-15 | DOCU | Gaylor Cynthia | Former CFO | M - OptEx | $0.00 | +93.0K | 131.6K | +241% | $0 |
| D | 2023-06-20 | 2023-06-15 | DOCU | Gaylor Cynthia | Former CFO | F - Tax | $0.00 | -46.1K | 85.5K | -35% | $0 |
| DM | 2023-06-20 | 2023-06-15 | DOCU | Gaylor Cynthia | Former CFO | M - OptEx | $0.00 | -93.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-15 | M | A | 93,050 | $0.00 | 131,628 | D | — | — | |
| 2 | Common | Common Stock | 2023-06-15 | F | D | 46,137 | $0.00 | 85,491 | D | — | — | (F1) Represents shares withheld by the Issuer to satisfy a tax obligation realized by the Reporting Person upon the vesting and settlement of restricted stock units ("RSU"). |
| 3 | Derivative | Restricted Stock Units | 2023-06-15 | M | D | 3,019 | $0.00 | 15,097 | D | — · — to — | 3,019 Common Stock | (F2) Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. (F3) The RSUs will vest 25% over the first year, while the remaining will vest in equal quarterly installments over four years, with a vesting commencement date of September 10, 2020, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F4) The RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 4 | Derivative | Restricted Stock Units | 2023-06-15 | M | D | 1,201 | $0.00 | 9,601 | D | — · — to — | 1,201 Common Stock | (F2) Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. (F5) The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of May 10, 2021, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F4) The RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 5 | Derivative | Restricted Stock Units | 2023-06-15 | M | D | 4,391 | $0.00 | 52,694 | D | — · — to — | 4,391 Common Stock | (F2) Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. (F6) The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of May 10, 2022, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F4) The RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 6 | Derivative | Restricted Stock Units | 2023-06-15 | M | D | 5,863 | $0.00 | 76,220 | D | — · — to — | 5,863 Common Stock | (F2) Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. (F7) The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of July 10, 2022, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F4) The RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 7 | Derivative | Restricted Stock Units | 2023-06-15 | M | D | 50,449 | $0.00 | 0 | D | — · — to — | 50,449 Common Stock | (F8) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F9) The RSUs will fully vest on the vesting commencement date of June 15, 2023, subject to the Reporting Person being a service provider through such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F4) The RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 8 | Derivative | Restricted Stock Units | 2023-06-15 | M | D | 28,127 | $0.00 | 0 | D | — · — to — | 28,127 Common Stock | (F8) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F10) The RSUs will vest in full on the one year anniversary of the vesting commencement date of April 10, 2022, in each case subject to the Reporting Person being a service provider through each such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F11) The restricted stock units do not expire, they either vest or are canceled prior to vesting date. |