Form 4 for CAVA CAVA GROUP, INC.
Accepted 2023-06-22 00:00:00 ET · period of report 2023-01-20 · accession 0001628280-23-023138 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-22 | 2023-04-03+ | CAVA | Bertram Kenneth Robert | CLO, Sec | A - Grant | $0.00 | +29.7K | 49.9K | +147% | $0 |
| DMI | 2023-06-22 | 2023-06-20 | CAVA | Bertram Kenneth Robert | CLO, Sec | P - Purchase | $22.00 | +2,295 | 1,500 | New | +$50.5K |
| D | 2023-06-22 | 2023-01-20 | CAVA | Bertram Kenneth Robert | CLO, Sec | J - Other | $9.58 | -1,062 | 40.6K | -3% | -$10.2K |
| D | 2023-06-22 | 2023-05-22 | CAVA | Bertram Kenneth Robert | CLO, Sec | X - OptEx | $6.75 | +7,035 | 56.9K | +14% | +$47.5K |
| D | 2023-06-22 | 2023-05-22 | CAVA | Bertram Kenneth Robert | CLO, Sec | X - OptEx | $0.00 | -7,035 | 21.1K | -25% | $0 |
| DM | 2023-06-22 | 2023-04-03+ | CAVA | Bertram Kenneth Robert | CLO, Sec | A - Grant | $0.00 | +59.3K | 40.2K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-20 | A | A | 20,454 | $0.00 | 77,382 | D | — | — | (F3) Includes unvested RSUs. |
| 2 | Common | Common Stock | 2023-06-20 | P | A | 195 | $22.00 | 195 | I | — | — | |
| 3 | Common | Common Stock | 2023-06-20 | P | A | 600 | $22.00 | 600 | I | — | — | |
| 4 | Common | Common Stock | 2023-01-20 | J | D | 1,062 | $9.58 | 40,614 | D By Spouse | — | — | (F2) The number of shares of common stock, par value $0.0001 per share (the "Common Stock"), of the Issuer reported in this Form 4 reflects the 3-for-1 forward stock split of Common Stock (the "Stock Split"), which became effective on June 2, 2023 in connection with the Issuer's initial public offering. (F3) Includes unvested RSUs. |
| 5 | Common | Common Stock | 2023-04-03 | A | A | 9,279 | $0.00 | 49,893 | D By Son | — | — | (F2) The number of shares of common stock, par value $0.0001 per share (the "Common Stock"), of the Issuer reported in this Form 4 reflects the 3-for-1 forward stock split of Common Stock (the "Stock Split"), which became effective on June 2, 2023 in connection with the Issuer's initial public offering. (F3) Includes unvested RSUs. |
| 6 | Common | Common Stock | 2023-05-22 | X | A | 7,035 | $6.75 | 56,928 | D By Daughter | — | — | (F3) Includes unvested RSUs. |
| 7 | Common | Common Stock | 2023-06-20 | P | A | 1,500 | $22.00 | 1,500 | I | — | — | |
| 8 | Derivative | Stock Options (right to buy) | 2023-05-22 | X | D | 7,035 | $0.00 | 21,108 | D | $6.75 · — to 2032-05-10 | 7,035 Common Stock | (F7) Remaining options vest in three equal annual installments commencing January 20, 2024. |
| 9 | Derivative | Stock Options (right to buy) | 2023-04-03 | A | A | 19,131 | $0.00 | 19,131 | D | $9.58 · — to 2033-04-03 | 19,131 Common Stock | (F6) On April 3, 2023 reporting person was granted options to purchase shares of Common Stock which vest in four equal annual installments commencing on January 24, 2024. Such securities were originally included on the Form 3 filed by the reporting person on June 15, 2023. Reflects the Stock Split. |
| 10 | Derivative | Stock Options (right to buy) | 2023-06-20 | A | A | 40,214 | $0.00 | 40,214 | D | $22.00 · — to 2033-06-14 | 40,214 Common Stock | (F8) Reflects a grant of options to purchase shares of Common Stock which vest in four equal annual installments commencing on June 14, 2024. |