Form 4 for CAVA CAVA GROUP, INC.
Accepted 2023-06-22 00:00:00 ET · period of report 2023-06-20 · accession 0001628280-23-023140 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-22 | 2023-06-20 | CAVA | KOCHEVAR KAREN | Dir | A - Grant | $0.00 | +5,000 | 9,722 | +106% | $0 |
| D | 2023-06-22 | 2023-06-20 | CAVA | KOCHEVAR KAREN | Dir | M - OptEx | — | +1,323 | 4,722 | +39% | — |
| D | 2023-06-22 | 2023-06-20 | CAVA | KOCHEVAR KAREN | Dir | M - OptEx | $0.00 | -1,323 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-20 | A | A | 5,000 | $0.00 | 9,722 | D | — | — | (F3) Includes unvested RSUs. |
| 2 | Common | Common Stock | 2023-06-20 | M | A | 1,323 | — | 4,722 | D | — | — | (F1) Upon closing of the CAVA Group, Inc. (the "Issuer") initial public offering, each share of Series E Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into common stock, par value $0.0001 per share ("Common Stock") on a one for one basis. These shares of Series E Preferred Stock had no expiration date. Shares reported reflect the 3-for-1 forward stock split of Common Stock which became effective on June 2, 2023 in connection with the Issuer's initial public offering. |
| 3 | Derivative | Series E Preferred Stock | 2023-06-20 | M | D | 1,323 | $0.00 | 0 | D | — · — to — | 1,323 Common Stock | (F1) Upon closing of the CAVA Group, Inc. (the "Issuer") initial public offering, each share of Series E Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into common stock, par value $0.0001 per share ("Common Stock") on a one for one basis. These shares of Series E Preferred Stock had no expiration date. Shares reported reflect the 3-for-1 forward stock split of Common Stock which became effective on June 2, 2023 in connection with the Issuer's initial public offering. |