Form 4 for APPS Digital Turbine, Inc.
Accepted 2023-06-23 00:00:00 ET · period of report 2023-06-21 · accession 0001628280-23-023249 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-23 | 2023-06-21 | APPS | STONE WILLIAM GORDON III | CEO, Dir | M - OptEx | $4.11 | +100.0K | 1.78M | +6% | +$411.0K |
| D | 2023-06-23 | 2023-06-21 | APPS | STONE WILLIAM GORDON III | CEO, Dir | F - Tax | $8.94 | -67.2K | 1.71M | -4% | -$601.1K |
| D | 2023-06-23 | 2023-06-21 | APPS | STONE WILLIAM GORDON III | CEO, Dir | M - OptEx | $4.11 | -100.0K | 100.0K | -50% | -$411.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-21 | M | A | 100,000 | $4.11 | 1,780,331 | D | — | — | |
| 2 | Common | Common Stock | 2023-06-21 | F | D | 67,233 | $8.94 | 1,713,098 | D | — | — | |
| 3 | Derivative | Employee Stock Options (right to buy) | 2023-06-21 | M | D | 100,000 | $4.11 | 100,000 | D | $4.11 · 2015-07-08 to 2024-07-08 | 100,000 Common Stock | (F1) Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. (F2) Options vest over three years. One-third of the Options vest on the first anniversary of the grant date (i.e., the date indicated), and the balance vests proportionately each month during the remaining two years. |