Form 4 for UPST Upstart Holdings, Inc.
Accepted 2023-07-21 00:00:00 ET · period of report 2023-07-19 · accession 0001628280-23-025343 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-21 | 2023-07-19 | UPST | Mirgorodskaya Natalia | Corp. Ctrl | S - Sale+OE | $60.00 | -2,000 | 39.5K | -5% | -$120.0K |
| D | 2023-07-21 | 2023-07-19 | UPST | Mirgorodskaya Natalia | Corp. Ctrl | M - OptEx | $0.43 | +2,000 | 41.5K | +5% | +$860 |
| D | 2023-07-21 | 2023-07-19 | UPST | Mirgorodskaya Natalia | Corp. Ctrl | M - OptEx | $0.00 | -2,000 | 10.0K | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-19 | S | D | 2,000 | $60.00 | 39,470 | D | — | — | |
| 2 | Common | Common Stock | 2023-07-19 | M | A | 2,000 | $0.43 | 41,470 | D | — | — | |
| 3 | Derivative | Employee Stock Option (Right to buy) | 2023-07-19 | M | D | 2,000 | $0.00 | 10,000 | D | $0.43 · — to 2024-09-18 | 2,000 Common Stock | (F2) All of the shares subject to this option are fully vested and exercisable as of the date hereof. |