Form 4 for PII Polaris Inc.
Accepted 2023-07-31 00:00:00 ET · period of report 2023-07-27 · accession 0001628280-23-026328 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-07-31 | 2023-07-27 | PII | Clark Dougherty Lucy | SVP-Gen Counsel, Sec | M - OptEx | $114.19 | +38.9K | 50.7K | +329% | +$4.44M |
| DM | 2023-07-31 | 2023-07-27 | PII | Clark Dougherty Lucy | SVP-Gen Counsel, Sec | S - Sale+OE | $134.67 | -38.9K | 18.4K | -68% | -$5.24M |
| DM | 2023-07-31 | 2023-07-27 | PII | Clark Dougherty Lucy | SVP-Gen Counsel, Sec | M - OptEx | $0.00 | -38.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-27 | M | A | 6,581 | $111.32 | 57,301 | D | — | — | |
| 2 | Common | Common Stock | 2023-07-27 | S | D | 4,106 | $137.88 | 53,195 | D | — | — | (F1) Reflects the weighted average price of 4,106 shares of Common Stock sold by the reporting person in multiple transactions on July 27, 2023 with sale prices ranging from $137.42 to $138.41 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2023-07-27 | S | D | 1,187 | $137.24 | 52,008 | D | — | — | (F2) Reflects the weighted average price of 1,187 shares of Common Stock sold by the reporting person in multiple transactions on July 27, 2023 with sale prices ranging from $137.00 to $137.41 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2023-07-27 | M | A | 19,237 | $113.01 | 37,651 | D | — | — | |
| 5 | Common | Common Stock | 2023-07-27 | M | A | 13,069 | $117.37 | 50,720 | D | — | — | |
| 6 | Common | Common Stock | 2023-07-27 | S | D | 33,594 | $134.19 | 18,414 | D | — | — | (F3) Reflects the weighted average price of 33,594 shares of Common Stock sold by the reporting person in multiple transactions on July 27, 2023 with sale prices ranging from $134.00 to $134.38 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 7 | Derivative | Employee Stock Options (right to buy) | 2023-07-27 | M | D | 6,581 | $0.00 | 13,160 | D | $111.32 · — to 2032-01-26 | 6,581 Common Stock | (F6) The option vests in three equal installments on January 26, 2023, January 26, 2024, and January 26, 2025. |
| 8 | Derivative | Employee Stock Options (right to buy) | 2023-07-27 | M | D | 13,069 | $0.00 | 6,534 | D | $117.37 · — to 2031-01-27 | 13,069 Common Stock | (F5) The option vests in three equal installments on January 27, 2022, January 27, 2023, and January 27, 2024. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2023-07-27 | M | D | 19,237 | $0.00 | 0 | D | $113.01 · — to 2028-01-31 | 19,237 Common Stock | (F4) The option vests in three equal installments on January 31, 2019, January 31, 2020, and January 31, 2021. |