Form 4 for AFRM Affirm Holdings, Inc.
Accepted 2023-08-03 00:00:00 ET · period of report 2023-08-01 · accession 0001628280-23-027368 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-03 | 2023-08-01 | AFRM | Jiyane Siphelele | VP, Ctrl | F - Tax | $19.61 | -776 | 142.1K | -0.5% | -$15.2K |
| D | 2023-08-03 | 2023-08-01 | AFRM | Jiyane Siphelele | VP, Ctrl | M - OptEx | $0.00 | +1,915 | 142.9K | +1% | $0 |
| DM | 2023-08-03 | 2023-08-01 | AFRM | Jiyane Siphelele | VP, Ctrl | M - OptEx | $0.00 | -1,915 | 2,259 | -46% | $0 |
| D | 2023-08-03 | 2023-08-02 | AFRM | Jiyane Siphelele | VP, Ctrl | A - Grant | $0.00 | +20.0K | 20.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-08-01 | F | D | 776 | $19.61 | 142,125 | D | — | — | (F1) Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Common Stock underlying the Reporting Person's restricted stock units that vested on August 1, 2023. |
| 2 | Common | Class A Common Stock | 2023-08-01 | M | A | 1,915 | $0.00 | 142,901 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-08-01 | M | D | 1,261 | $0.00 | 17,660 | D | — · — to 2027-10-26 | 1,261 Class A Common Stock | (F2) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F3) RSUs vest with respect to the shares of Class A Common Stock underlying the RSUs in equal monthly installments for a period of forty-eight months beginning on October 1, 2020, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date. |
| 4 | Derivative | Restricted Stock Units | 2023-08-02 | A | A | 20,000 | $0.00 | 20,000 | D | — · — to — | 20,000 Class A Common Stock | (F2) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F6) RSUs vest with respect to the shares of Class A common stock underlying the RSUs in 12 equal quarterly installments beginning September 1, 2023, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date. |
| 5 | Derivative | Restricted Stock Units | 2023-08-01 | M | D | 556 | $0.00 | 13,334 | D | — · — to — | 556 Class A Common Stock | (F2) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F5) RSUs vest with respect to the shares of Class A common stock underlying the RSUs in 36 equal monthly installments beginning September 1, 2022, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date. |
| 6 | Derivative | Restricted Stock Units | 2023-08-01 | M | D | 98 | $0.00 | 2,259 | D | — · — to 2028-07-14 | 98 Class A Common Stock | (F2) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F4) RSUs vest with respect to the shares of Class A Common Stock underlying the RSUs in equal monthly installments for a period of forty-eight months beginning on July 1, 2021, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date. |