Form 4 for FORM FORMFACTOR INC
Accepted 2023-08-03 00:00:00 ET · period of report 2023-08-01 · accession 0001628280-23-027381 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-03 | 2023-08-01+ | FORM | SLESSOR MIKE | CEO, Dir | M - OptEx | $0.00 | +28.0K | 488.6K | +6% | $0 |
| DM | 2023-08-03 | 2023-08-01+ | FORM | SLESSOR MIKE | CEO, Dir | F - Tax | $36.60 | -9,862 | 492.2K | -2% | -$360.9K |
| DM | 2023-08-03 | 2023-08-01+ | FORM | SLESSOR MIKE | CEO, Dir | M - OptEx | $0.00 | +28.0K | 13.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-02 | M | A | 13,537 | $0.00 | 497,113 | D | — | — | (F3) This represents a restricted stock unit award granted on 08/01/22 that vests annually over three years from grant date. |
| 2 | Common | Common Stock | 2023-08-01 | F | D | 4,989 | $37.16 | 483,576 | D | — | — | (F2) Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations. |
| 3 | Common | Common Stock | 2023-08-01 | M | A | 14,427 | $0.00 | 488,565 | D | — | — | (F1) The Restricted Stock Units vest in three annual installments on each August 2 of 2023, 2024, and 2025 and will be settled into shares of common stocks on or following the vesting dates. |
| 4 | Common | Common Stock | 2023-08-02 | F | D | 4,873 | $36.02 | 492,240 | D | — | — | (F2) Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations. |
| 5 | Derivative | Restricted Stock Units | 2023-08-01 | M | A | 14,427 | $0.00 | 28,853 | D | $0.00 · — to — | 14,427 Common Stock | (F3) This represents a restricted stock unit award granted on 08/01/22 that vests annually over three years from grant date. (F4) If the reporting person's employment is terminated for any reason before an applicable vesting date, all options and/or restricted stock units that have not yet vested shall be forfeited without consideration, except as provided in the change of control severance agreement and any other agreements regarding award vesting and exercisability between the reporting person and Issuer, which agreements or form agreements are filed with the SEC. |
| 6 | Derivative | Restricted Stock Units | 2023-08-02 | M | A | 13,537 | $0.00 | 13,536 | D | $0.00 · — to — | 13,537 Common Stock | (F5) The Restricted Stock Units vest in three annual installments on each August 2 of 2022, 2023 and 2024 and will be settled into shares of common stocks on or following the vesting dates. (F4) If the reporting person's employment is terminated for any reason before an applicable vesting date, all options and/or restricted stock units that have not yet vested shall be forfeited without consideration, except as provided in the change of control severance agreement and any other agreements regarding award vesting and exercisability between the reporting person and Issuer, which agreements or form agreements are filed with the SEC. |