Form 4 for GCMG GCM Grosvenor Inc.
Accepted 2023-08-17 00:00:00 ET · period of report 2023-08-15 · accession 0001628280-23-029841 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-17 | 2023-08-15 | GCMG | Pollock Frederick | CIO | M - OptEx | — | +131.2K | 686.9K | +24% | — |
| D | 2023-08-17 | 2023-08-15 | GCMG | Pollock Frederick | CIO | F - Tax | $7.99 | -153.6K | 533.2K | -22% | -$1.23M |
| D | 2023-08-17 | 2023-08-15 | GCMG | Pollock Frederick | CIO | M - OptEx | $0.00 | -131.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-08-15 | M | A | 131,250 | — | 686,851.34 | D | — | — | (F2) Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer. |
| 2 | Common | Class A Common Stock | 2023-08-15 | F | D | 153,630 | $7.99 | 533,221.34 | D | — | — | (F3) Represents shares of Class A common stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on March 1, 2023 and August 15, 2023. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale. |
| 3 | Derivative | Restricted Stock Units | 2023-08-15 | M | D | 131,250 | $0.00 | 0 | D | — · — to — | 131,250 Class A Common Stock | (F2) Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer. (F1) Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023, and vested in full on August 15, 2023. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2023. |