Form 4 for INFU InfuSystem Holdings, Inc
Accepted 2023-08-22 00:00:00 ET · period of report 2023-08-21 · accession 0001628280-23-030278 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-22 | 2023-08-21 | INFU | Dilorio Richard | CEO, Dir | F - Tax | $11.14 | -109.3K | 424.8K | -20% | -$1.22M |
| D | 2023-08-22 | 2023-08-21 | INFU | Dilorio Richard | CEO, Dir | M - OptEx | $3.18 | +200.0K | 534.2K | +60% | +$636.0K |
| D | 2023-08-22 | 2023-08-21 | INFU | Dilorio Richard | CEO, Dir | M - OptEx | $3.18 | -200.0K | 0 | -100% | -$636.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-21 | F | D | 109,350 | $11.14 | 424,848 | D | — | — | (F1) Reflects the number of shares surrendered in connection with the cashless exercise and tax withholding obligations for the exercised option. |
| 2 | Common | Common Stock | 2023-08-21 | M | A | 200,000 | $3.18 | 534,198 | D | — | — | |
| 3 | Derivative | Stock Options (right to buy) | 2023-08-21 | M | D | 200,000 | $3.18 | 0 | D | $3.18 · — to 2023-08-23 | 200,000 Common Stock | (F2) The option, representing the right to purchase a total of 200,000 shares of InfuSystem Holdings, Inc. common stock, vested in three equal annual installments beginning August 23, 2019. |