Form 4 for GWH ESS Tech, Inc.
Accepted 2023-08-30 00:00:00 ET · period of report 2023-08-28 · accession 0001628280-23-031039 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-30 | 2023-08-28 | GWH | Quarls Harry | Dir | A - Grant | $0.00 | +123.5K | 123.5K | New | $0 |
| D | 2023-08-30 | 2023-08-28 | GWH | Quarls Harry | Dir | A - Grant | $0.00 | +185.2K | 185.2K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-28 | A | A | 123,456 | $0.00 | 123,456 | D | — | — | (F1) The reported shares are represented by restricted stock units, or RSUs, which vest as to 1/3 of the RSUs on the one year anniversary of the date of grant and 1/3 of the RSUs shall vest annually thereafter, provided that the Reporting Person remains a Service Provider to the issuer on each such vest date. (F2) A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. |
| 2 | Derivative | Stock Option (right to buy) | 2023-08-28 | A | A | 185,184 | $0.00 | 185,184 | D | $1.43 · 2024-08-28 to 2034-08-27 | 185,184 Common Stock | (F3) 1/3 of the shares subject to the option shall vest on the one year anniversary of the date of grant and 1/3 of the shares subject to the option shall vest annually thereafter, provided that the Reporting Person remains as a Service Provider to the issuer as of each vest date. |