Form 4 for UPST Upstart Holdings, Inc.
Accepted 2023-08-31 00:00:00 ET · period of report 2023-08-30 · accession 0001628280-23-031211 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-31 | 2023-08-30 | UPST | Mirgorodskaya Natalia | Corp. Ctrl | S - Sale+OE | $32.16 | -5,604 | 34.7K | -14% | -$180.2K |
| D | 2023-08-31 | 2023-08-30 | UPST | Mirgorodskaya Natalia | Corp. Ctrl | M - OptEx | $0.43 | +3,000 | 40.3K | +8% | +$1,290 |
| D | 2023-08-31 | 2023-08-30 | UPST | Mirgorodskaya Natalia | Corp. Ctrl | M - OptEx | $0.00 | -3,000 | 7,000 | -30% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-30 | S | D | 5,604 | $32.16 | 34,714 | D | — | — | |
| 2 | Common | Common Stock | 2023-08-30 | M | A | 3,000 | $0.43 | 40,318 | D | — | — | (F2) Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 3 | Derivative | Employee Stock Option (Right to buy) | 2023-08-30 | M | D | 3,000 | $0.00 | 7,000 | D | $0.43 · — to 2024-09-18 | 3,000 Common Stock | (F3) All of the shares subject to this option are fully vested and exercisable as of the date hereof. |