Form 4 for INDI indie Semiconductor, Inc.
Accepted 2023-09-05 00:00:00 ET · period of report 2023-08-31 · accession 0001628280-23-031462 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-05 | 2023-08-31 | INDI | Bal Kanwardev Raja Singh | SVP CAO | M - OptEx | $0.00 | +12.5K | 16.3K | +327% | $0 |
| D | 2023-09-05 | 2023-09-01 | INDI | Bal Kanwardev Raja Singh | SVP CAO | F - Tax | $6.71 | -5,616 | 10.7K | -34% | -$37.7K |
| D | 2023-09-05 | 2023-08-31 | INDI | Bal Kanwardev Raja Singh | SVP CAO | M - OptEx | $0.00 | -12.5K | 37.5K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-08-31 | M | A | 12,500 | $0.00 | 16,320 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-09-01 | F | D | 5,616 | $6.71 | 10,704 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-08-31 | M | D | 12,500 | $0.00 | 37,500 | D | — · — to — | 12,500 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Class A common stock. (F3) The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. |