Form 4 for SHBI SHORE BANCSHARES INC
Accepted 2023-10-02 00:00:00 ET · period of report 2023-09-28 · accession 0001628280-23-033446 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-10-02 | 2023-09-28 | SHBI | STONE JOSEPH V JR | Dir | M - OptEx | — | +692 | 20.6K | +3% | — |
| D | 2023-10-02 | 2023-09-28 | SHBI | STONE JOSEPH V JR | Dir | M - OptEx | $0.00 | -692 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-28 | M | A | 692 | — | 20,575 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F2) Since the date of the reporting person's last report, 13,408 shares previously held by direct ownership have been transferred to indiret ownership by TRUST. This transaction is exempt from Section 16 pursuant to Rule 16a-13. |
| 2 | Derivative | Restricted Stock Units | 2023-09-28 | M | D | 692 | $0.00 | 0 | D | — · — to — | 692 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of SHBI common stock. (F4) Restricted stock units vested on September 28, 2023. |