Form 4 for PNBK PATRIOT NATIONAL BANCORP INC

Accepted 2023-10-02 00:00:00 ET · period of report 2023-03-01 · accession 0001628280-23-033471 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
I	2023-10-02	2023-03-01	PNBK	Weinbaum Michael J	Dir	J - Other	$0.00	+342.2K	342.2K	New	$0
	2023-10-02	2023-04-07	PNBK	Weinbaum Michael J	Dir	A - Grant	$0.00	+1,587	21.5K	+8%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-03-01	J	A	342,172	$0.00	342,172	I See Footnotes	—	—	(F1) The reported securities are held by AFP Forty Six Corp. On March 1, 2023, the Reporting Person was elected President of AFP Forty Six Corp. As President of AFP Forty Six Corp., the Reporting Person has voting and investment control over the securities held by AFP Forty Six Corp. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose.
2	Common	Common Stock	2023-04-07	A	A	1,587	$0.00	21,474	D	—	—	(F2) On April 7, 2023, the Reporting Person was granted under the Issuer's 2020 Stock Plan 1,587 shares of common stock, which will vest annually in equal installments over four years (396 shares, 397 shares, 397 shares and 397 shares respectively as of December 31, 2023, 2024, 2025 and 2026).