Form 4 for SMSI SMITH MICRO SOFTWARE, INC.
Accepted 2023-10-02 00:00:00 ET · period of report 2023-10-02 · accession 0001628280-23-033494 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-10-02 | 2023-10-02 | SMSI | Kempton James M | VP, CFO, Treas | A - Grant | $1.03 | +250 | 247.9K | +0.1% | +$257.50 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-02 | A | A | 250 | $1.03 | 247,901 | D | — | — | (F1) Voluntary disclosure with respect to shares acquired under the Smith Micro Software, Inc. Employee Stock Purchase Plan in a transaction exempt under both Rule 16b-3(d) and Rule 16b-3(c). |