Form 4 for GCMG GCM Grosvenor Inc.
Accepted 2023-10-03 00:00:00 ET · period of report 2023-09-29 · accession 0001628280-23-033669 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-10-03 | 2023-09-30 | GCMG | MASTERS BLYTHE | Dir | M - OptEx | — | +7,922 | 40.9K | +24% | — |
| D | 2023-10-03 | 2023-09-29 | GCMG | MASTERS BLYTHE | Dir | A - Grant | $7.76 | +9,182 | 53.9K | +21% | +$71.3K |
| D | 2023-10-03 | 2023-09-30 | GCMG | MASTERS BLYTHE | Dir | M - OptEx | $0.00 | -7,922 | 46.0K | -15% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-09-30 | M | A | 7,922 | — | 40,862 | D | — | — | (F2) Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. |
| 2 | Derivative | Restricted Stock Units | 2023-09-29 | A | A | 9,182 | $7.76 | 53,890 | D | — · — to — | 9,182 Class A Common Stock | (F3) An award of 9,182 RSUs was granted on September 29, 2023 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 9,182 RSUs granted on September 29, 2023, 9,450 RSUs granted on June 30, 2023, 9,123 RSUs granted on March 31, 2023 and 8,213 RSUs granted on December 30, 2022, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. (F2) Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. |
| 3 | Derivative | Restricted Stock Units | 2023-09-30 | M | D | 7,922 | $0.00 | 45,968 | D | — · — to — | 7,922 Class A Common Stock | (F3) An award of 9,182 RSUs was granted on September 29, 2023 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 9,182 RSUs granted on September 29, 2023, 9,450 RSUs granted on June 30, 2023, 9,123 RSUs granted on March 31, 2023 and 8,213 RSUs granted on December 30, 2022, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. (F2) Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. (F1) This award of Restricted Stock Units ("RSUs") was granted on September 30, 2022 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 7,922 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on September 30, 2023. |