Form 4 for INDI indie Semiconductor, Inc.
Accepted 2023-10-16 00:00:00 ET · period of report 2023-10-12 · accession 0001628280-23-034445 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-10-16 | 2023-10-12 | INDI | Bal Kanwardev Raja Singh | SVP CAO | M - OptEx | $0.00 | +69.5K | 80.2K | +649% | $0 |
| D | 2023-10-16 | 2023-10-13 | INDI | Bal Kanwardev Raja Singh | SVP CAO | F - Tax | $4.97 | -31.7K | 48.5K | -39% | -$157.4K |
| D | 2023-10-16 | 2023-10-12 | INDI | Bal Kanwardev Raja Singh | SVP CAO | M - OptEx | $0.00 | -69.5K | 69.5K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-10-12 | M | A | 69,501 | $0.00 | 80,205 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-10-13 | F | D | 31,667 | $4.97 | 48,538 | D | — | — | |
| 3 | Derivative | Phantom Awards | 2023-10-12 | M | D | 69,501 | $0.00 | 69,500 | D | — · — to — | 69,501 Class A Common Stock | (F2) Each phantom award represents a contingent right to receive one share of Class A Common Stock. (F3) Such phantom awards will vest in installments of 69,501 and 69,500 on October 12, 2023 and 2024, respectively. |