Form 4 for VEEV Veeva Systems
Accepted 2023-10-16 00:00:00 ET · period of report 2023-10-15 · accession 0001628280-23-034463 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-10-16 | 2023-10-15 | VEEV | Wallach Matthew J | Dir | C - Cnv Deriv | $0.00 | +250.0K | 100.0K | New | $0 |
| D | 2023-10-16 | 2023-10-15 | VEEV | Wallach Matthew J | Dir | C - Cnv Deriv | $0.00 | +100.0K | 123.7K | +421% | $0 |
| DMI | 2023-10-16 | 2023-10-15 | VEEV | Wallach Matthew J | Dir | C - Cnv Deriv | $0.00 | -250.0K | 0 | -100% | $0 |
| D | 2023-10-16 | 2023-10-15 | VEEV | Wallach Matthew J | Dir | C - Cnv Deriv | $0.00 | -100.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-10-15 | C | A | 50,000 | $0.00 | 50,000 | I By Matt Wallach 2013 Irrevocable Trust dated August 13, 2013 | — | — | (F1) Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. (F3) This does not represent a sale or purchase of the Issuer's common stock; rather, it represents the automatic conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock, which automatic conversion occurred on October 15, 2023 pursuant to the terms of the Issuer's Amended and Restated Certificate of Incorporation. |
| 2 | Common | Class A Common Stock | 2023-10-15 | C | A | 100,000 | $0.00 | 123,735 | D By Matt Wallach 2012 Irrevocable Trust dated October 15, 2012 | — | — | (F1) Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. (F2) Includes 100,000 shares of Class A Common Stock held by the Reporting Person and Cristina Wallach as joint tenants with right of survivorship. (F3) This does not represent a sale or purchase of the Issuer's common stock; rather, it represents the automatic conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock, which automatic conversion occurred on October 15, 2023 pursuant to the terms of the Issuer's Amended and Restated Certificate of Incorporation. |
| 3 | Common | Class A Common Stock | 2023-10-15 | C | A | 100,000 | $0.00 | 100,000 | I By Matt Wallach 2012 Irrevocable Non-Grantor Trust dated October 15, 2012 | — | — | (F1) Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. (F3) This does not represent a sale or purchase of the Issuer's common stock; rather, it represents the automatic conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock, which automatic conversion occurred on October 15, 2023 pursuant to the terms of the Issuer's Amended and Restated Certificate of Incorporation. |
| 4 | Common | Class A Common Stock | 2023-10-15 | C | A | 100,002 | $0.00 | 100,002 | I | — | — | (F1) Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. (F3) This does not represent a sale or purchase of the Issuer's common stock; rather, it represents the automatic conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock, which automatic conversion occurred on October 15, 2023 pursuant to the terms of the Issuer's Amended and Restated Certificate of Incorporation. |
| 5 | Derivative | Class B Common Stock | 2023-10-15 | C | D | 100,002 | $0.00 | 0 | I | — · — to — | 100,002 Class A Common Stock | (F1) Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. (F3) This does not represent a sale or purchase of the Issuer's common stock; rather, it represents the automatic conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock, which automatic conversion occurred on October 15, 2023 pursuant to the terms of the Issuer's Amended and Restated Certificate of Incorporation. |
| 6 | Derivative | Class B Common Stock | 2023-10-15 | C | D | 100,000 | $0.00 | 0 | I By Matt Wallach 2012 Irrevocable Non-Grantor Trust dated October 15, 2012 | — · — to — | 100,000 Class A Common Stock | (F1) Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. (F3) This does not represent a sale or purchase of the Issuer's common stock; rather, it represents the automatic conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock, which automatic conversion occurred on October 15, 2023 pursuant to the terms of the Issuer's Amended and Restated Certificate of Incorporation. |
| 7 | Derivative | Class B Common Stock | 2023-10-15 | C | D | 50,000 | $0.00 | 0 | I By Matt Wallach 2013 Irrevocable Trust dated August 13, 2013 | — · — to — | 50,000 Class A Common Stock | (F1) Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. (F3) This does not represent a sale or purchase of the Issuer's common stock; rather, it represents the automatic conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock, which automatic conversion occurred on October 15, 2023 pursuant to the terms of the Issuer's Amended and Restated Certificate of Incorporation. |
| 8 | Derivative | Class B Common Stock | 2023-10-15 | C | D | 100,000 | $0.00 | 0 | D By Matt Wallach 2012 Irrevocable Trust dated October 15, 2012 | — · — to — | 100,000 Class A Common Stock | (F1) Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. (F4) Represents 100,000 shares of Class B Common Stock held by the Reporting Person and Cristina Wallach as joint tenants with right of survivorship. (F3) This does not represent a sale or purchase of the Issuer's common stock; rather, it represents the automatic conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock, which automatic conversion occurred on October 15, 2023 pursuant to the terms of the Issuer's Amended and Restated Certificate of Incorporation. |