Form 4 for WULF TERAWULF INC.
Accepted 2023-10-20 00:00:00 ET · period of report 2023-10-18 · accession 0001628280-23-034855 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-10-20 | 2023-10-18+ | WULF | New Jason Griffin | Dir | J - Other | — | -1.20M | 39.6K | -97% | — |
| DI | 2023-10-20 | 2023-10-19 | WULF | New Jason Griffin | Dir | J - Other | — | +39.6K | 39.6K | New | — |
| DM | 2023-10-20 | 2023-10-19 | WULF | New Jason Griffin | Dir | A - Grant | $0.34 | +920.0K | 613.3K | New | +$312.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock, $0.001 par value per share | 2023-10-18 | J | D | 1,198,295 | — | 0 | D NovaWulf Partners Fund New LLC | — | — | (F1) 599,147 shares of common stock, par value $0.001 per share, were contributed by the Reporting Person to 29TH Street Trust FBO BEN for no consideration, and 599,148 shares of common stock, par value $0.001 per share, were contributed by the Reporting Person to 29TH Street Trust FBO CKN for no consideration. |
| 2 | Common | Common stock, $0.001 par value per share | 2023-10-19 | J | A | 39,617 | — | 39,617 | I | — | — | (F3) This transaction involved the Reporting Person's contribution of 39,617 shares of common stock, par value $0.001 per share to NovaWulf Partners Fund New LLC ("NovaWulf Fund New"). The Reporting Person is the sole manager of NovaWulf Fund New, and, as a result, may be deemed to beneficially own the shares of common stock held by NovaWulf Fund New. The Reporting Person disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein, and the inclusion of such shares of common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of common stock for purposes of Section 16 of the Exchange Act, or for any other purpose. |
| 3 | Common | Common stock, $0.001 par value per share | 2023-10-19 | J | D | 39,617 | — | 0 | D | — | — | (F3) This transaction involved the Reporting Person's contribution of 39,617 shares of common stock, par value $0.001 per share to NovaWulf Partners Fund New LLC ("NovaWulf Fund New"). The Reporting Person is the sole manager of NovaWulf Fund New, and, as a result, may be deemed to beneficially own the shares of common stock held by NovaWulf Fund New. The Reporting Person disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein, and the inclusion of such shares of common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of common stock for purposes of Section 16 of the Exchange Act, or for any other purpose. |
| 4 | Common | Common stock, $0.001 par value per share | 2023-10-19 | J | A | 39,617 | — | 39,617 | D | — | — | (F2) NovaWulf Digital Private Fund LLC distributed warrants and shares of common stock, par value $0.001 per share, to its members, including the Reporting Person. |
| 5 | Derivative | Warrants | 2023-10-19 | A | A | 306,663 | $1.00 | 306,663 | D | $1.00 · 2024-04-01 to 2026-12-31 | 306,663 Common stock, $0.001 par value per share | |
| 6 | Derivative | Warrants | 2023-10-19 | A | A | 613,326 | $0.01 | 613,326 | D | $0.01 · 2024-04-01 to 2025-12-31 | 613,326 Common stock, $0.001 par value per share |