Form 4 for UPLD Upland Software, Inc.
Accepted 2023-11-01 00:00:00 ET · period of report 2023-10-31 · accession 0001628280-23-036081 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-11-01 | 2023-10-31 | UPLD | Smith Matthew Harnden | GC, Sec | A - Grant | $0.00 | +50.0K | 50.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-31 | A | A | 50,000 | $0.00 | 50,000 | D | — | — | (F1) Represents restricted stock units vesting as follows: One third (33.33%) of the shares of Common Stock shall vest on December 16, 2024, one-third (33.33%) of the shares of Common Stock shall vest on December 16, 2025, the remainder (33.34%) of the shares of Common Stock shall vest on December 16, 2026; provided that the participant continues to be a service provider through each such vesting date. |