Form 4 for EOSE Eos Energy Enterprises, Inc.
Accepted 2023-11-01 00:00:00 ET · period of report 2023-10-30 · accession 0001628280-23-036137 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-01 | 2023-10-30 | EOSE | Kroeker Nathan | CFO | M - OptEx | $0.00 | +40.0K | 44.0K | +1,000% | $0 |
| D | 2023-11-01 | 2023-10-30 | EOSE | Kroeker Nathan | CFO | F - Tax | $1.59 | -9,740 | 34.3K | -22% | -$15.5K |
| D | 2023-11-01 | 2023-10-30 | EOSE | Kroeker Nathan | CFO | M - OptEx | $0.00 | -40.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-30 | M | A | 40,000 | $0.00 | 44,000 | D | — | — | |
| 2 | Common | Common Stock | 2023-10-30 | F | D | 9,740 | $1.59 | 34,260 | D | — | — | (F1) Represents shares withheld from vested restricted stock unit ("RSU") award to satisfy tax obligations, as permitted by the Company's Amended and Restated 2020 Incentive Plan. |
| 3 | Derivative | Restricted Stock Units | 2023-10-30 | M | D | 40,000 | $0.00 | 0 | D | — · — to — | 40,000 Common Stock | (F2) Each RSU represents a contingent right to receive one share of common stock. (F3) Not applicable. |