Form 4 for PHUN Phunware, Inc.

Accepted 2023-11-14 00:00:00 ET · period of report 2023-06-01 · accession 0001628280-23-039034 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2023-11-14	2023-11-09	PHUN	Crowder Randall	COO	F - Tax	$0.17	-16.7K	801.9K	-2%	-$2,844
	2023-11-14	2023-06-01	PHUN	Crowder Randall	COO	A - Grant	$0.5	+4,000	818.6K	+0.5%	+$2,000

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-11-09	F	D	16,728	$0.17	801,894	D	—	—	(F3) Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. (F4) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.1694 to $0.1701. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4.
2	Common	Common Stock	2023-06-01	A	A	4,000	$0.5	818,622	D	—	—	(F1) Reflects shares of common stock acquired pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP"). (F2) In accordance with the ESPP, the shares were purchased at price per share equal to 85% of the lesser of the Issuer's closing stock price on (i) the first trading day of the applicable offering period and (ii) the last trading day of each purchase period in the applicable offering period.