Form 4 for SMSI SMITH MICRO SOFTWARE, INC.
Accepted 2023-12-01 00:00:00 ET · period of report 2023-11-30 · accession 0001628280-23-040478 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-12-01 | 2023-11-30 | SMSI | Kempton James M | VP, CFO, Treas | D - Sale to Iss | $0.00 | -577 | 245.6K | -0.2% | $0 | |
| 2023-12-01 | 2023-12-01 | SMSI | Kempton James M | VP, CFO, Treas | S - Sale | $0.67 | -6,780 | 238.8K | -3% | -$4,543 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-30 | D | D | 577 | $0.00 | 245,610 | D | — | — | (F1) Shares of restricted stock forfeited in accordance with the terms of grant |
| 2 | Common | Common Stock | 2023-12-01 | S | D | 6,780 | $0.67 | 238,830 | D | — | — | (F2) Sell-to-cover transaction to satisfy withholding tax obligation in connection with the vesting of a restricted stock award |