Form 4 for AFRM Affirm Holdings, Inc.
Accepted 2023-12-05 00:00:00 ET · period of report 2023-12-01 · accession 0001628280-23-040785 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-05 | 2023-12-01 | AFRM | Jiyane Siphelele | VP, Ctrl | F - Tax | $37.67 | -2,974 | 168.0K | -2% | -$112.0K |
| D | 2023-12-05 | 2023-12-01 | AFRM | Jiyane Siphelele | VP, Ctrl | M - OptEx | $0.00 | +7,411 | 170.9K | +5% | $0 |
| DM | 2023-12-05 | 2023-12-01 | AFRM | Jiyane Siphelele | VP, Ctrl | M - OptEx | $0.00 | -7,411 | 16.7K | -31% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-12-01 | F | D | 2,974 | $37.67 | 167,967 | D | — | — | (F1) Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Common Stock underlying the Reporting Person's restricted stock units that vested on December 1, 2023. (F2) Includes 1,811 shares of common stock purchased in exempt transactions under the issuer's employee stock purchase plan. |
| 2 | Common | Class A Common Stock | 2023-12-01 | M | A | 7,411 | $0.00 | 170,941 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-12-01 | M | D | 3,784 | $0.00 | 10,092 | D | — · — to 2027-10-26 | 3,784 Class A Common Stock | (F3) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F4) With respect to the shares of Class A Common Stock underlying the RSUs, the RSUs vested in equal monthly installments from October 1, 2020 until August 1, 2023. Beginning September 1, 2023, the RSUs vest in equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer as of each vesting date. This grant has no expiration date. |
| 4 | Derivative | Restricted Stock Units | 2023-12-01 | M | D | 1,666 | $0.00 | 10,001 | D | — · — to — | 1,666 Class A Common Stock | (F3) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F6) With respect to the shares of Class A Common Stock underlying the RSUs, the RSUs vested in equal monthly installments from September 1, 2022 until August 1, 2023. Beginning September 1, 2023, the RSUs vest in equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer as of each vesting date. This grant has no expiration date. |
| 5 | Derivative | Restricted Stock Units | 2023-12-01 | M | D | 294 | $0.00 | 1,670 | D | — · — to 2028-07-14 | 294 Class A Common Stock | (F3) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F5) With respect to the shares of Class A Common Stock underlying the RSUs, the RSUs vested in equal monthly installments from July 1, 2021 until August 1, 2023. Beginning September 1, 2023, the RSUs vest in equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer as of each vesting date. This grant has no expiration date. |
| 6 | Derivative | Restricted Stock Units | 2023-12-01 | M | D | 1,667 | $0.00 | 16,667 | D | — · — to — | 1,667 Class A Common Stock | (F3) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F7) Grant of Restricted Stock Units (RSUs) under the Issuer's Amended and Restated 2012 Stock Plan. The RSUs vest in twelve quarterly installments beginning September 1, 2023. |