Form 4 for INDI indie Semiconductor, Inc.
Accepted 2023-12-05 00:00:00 ET · period of report 2023-12-01 · accession 0001628280-23-040808 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-12-05 | 2023-12-01 | INDI | McClymont Donald | CEO, Dir | M - OptEx | $0.00 | +20.9K | 54.8K | +61% | $0 |
| D | 2023-12-05 | 2023-12-04 | INDI | McClymont Donald | CEO, Dir | F - Tax | $7.34 | -4,121 | 29.2K | -12% | -$30.2K |
| D | 2023-12-05 | 2023-12-01 | INDI | McClymont Donald | CEO, Dir | M - OptEx | $0.00 | +11.7K | 33.3K | +54% | $0 |
| DI | 2023-12-05 | 2023-12-04 | INDI | McClymont Donald | CEO, Dir | F - Tax | $7.34 | -7,344 | 47.4K | -13% | -$53.9K |
| D | 2023-12-05 | 2023-12-01 | INDI | McClymont Donald | CEO, Dir | A - Grant | $0.00 | +11.7K | 11.7K | New | $0 |
| D | 2023-12-05 | 2023-12-01 | INDI | McClymont Donald | CEO, Dir | M - OptEx | $0.00 | -11.7K | 0 | -100% | $0 |
| DI | 2023-12-05 | 2023-12-01 | INDI | McClymont Donald | CEO, Dir | M - OptEx | $0.00 | -20.9K | 20.9K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-12-01 | M | A | 20,850 | $0.00 | 54,756 | I | — | — | |
| 2 | Common | Class A Common Stock | 2023-12-04 | F | D | 4,121 | $7.34 | 29,179 | D by spouse | — | — | |
| 3 | Common | Class A Common Stock | 2023-12-01 | M | A | 11,698 | $0.00 | 33,300 | D by spouse | — | — | |
| 4 | Common | Class A Common Stock | 2023-12-04 | F | D | 7,344 | $7.34 | 47,412 | I | — | — | |
| 5 | Derivative | Restricted Stock Units | 2023-12-01 | A | A | 11,698 | $0.00 | 11,698 | D By spouse | — · — to — | 11,698 Class A Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. (F4) Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. |
| 6 | Derivative | Restricted Stock Units | 2023-12-01 | M | D | 11,698 | $0.00 | 0 | D | — · — to — | 11,698 Class A Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. (F4) Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. |
| 7 | Derivative | Phantom Awards | 2023-12-01 | M | D | 20,850 | $0.00 | 20,851 | I | $0.00 · 2021-12-10 to — | 20,850 Class A Common Stock | (F5) The phantom awards vested as to 25% on December 10, 2021, 25% on December 1, 2022 and, subject to satisfaction of the further vesting condition under the award agreement, will vest as to 25% on each of December 1, 2023 and 2024. At the option of Issuer, the phantom awards may be settled either in cash or shares of Class A Common Stock. (F6) N/A |